Financial Services Agreement Template

You can open the Financial Services Agreement Template in multiple formats, including PDF, Word, and Google Docs.


Sample

Financial Services Agreement Template

Printable | Editable Form




Financial Services Agreement Template (1)
Between:
[Name of the Service Provider]
[Provider’s ID]
[Provider’s Address]
[Provider’s Phone]
[Provider’s Email]
And:
[Name of the Client]
[Client’s ID]
[Client’s Address]
Introduction:
This document formalizes the agreement for financial services provided starting on [Contract Start Date], including investment management, financial planning, and advisory services.
Clause 1: Scope of Services
The Service Provider agrees to provide the following services: [Specify services such as asset management, retirement planning, tax advice, etc.].
Clause 2: Fees and Payment
The Client agrees to pay the Service Provider a fee of [Amount] based on the following structure: [Specify terms such as flat fee, percentage of assets managed, hourly rate, etc.].
Clause 3: Term and Termination
This agreement shall commence on [Start Date] and may be terminated under the following conditions: [Specify reasons such as breach of contract, mutual agreement, etc.].
Clause 4: Fiduciary Duty
The Service Provider acknowledges a fiduciary duty to act in the best interest of the Client at all times.
Clause 5: Confidentiality
Both parties agree to maintain confidentiality concerning all sensitive financial information shared throughout the duration of this agreement.
Clause 6: Governing Law
This agreement will be governed by the laws of [Jurisdiction].
Signed in [City], [Date].
Sincerely,
[Signature of the Service Provider]
[Name of the Service Provider]
[Signature of the Client]
[Name of the Client]
Financial Services Agreement Template (2)
Between:
[Name of the Service Provider]
[Provider’s ID]
[Provider’s Address]
[Provider’s Phone]
[Provider’s Email]
And:
[Name of the Client]
[Client’s ID]
[Client’s Address]
Introduction:
This agreement outlines the terms and conditions under which the Service Provider will provide financial services commencing on [Contract Start Date].
Clause 1: Description of Services
The Service Provider will provide: [List specific services, e.g., portfolio management, retirement advice, tax planning, etc.].
Clause 2: Payment Terms
The Client shall pay the amount of [Amount] as per the following schedule: [Specify terms such as upfront payment, monthly payments, commission rates, etc.].
Clause 3: Termination Conditions
This agreement may be terminated for reasons including but not limited to: [Specify conditions such as insolvency, failure to perform duties, etc.].
Clause 4: Reporting and Accountability
The Service Provider agrees to provide regular financial reports and updates to the Client as specified in this agreement.
Clause 5: Dispute Resolution
Any disputes arising from this agreement shall be resolved through [Specify method such as arbitration, mediation, or legal proceedings].
Clause 6: Amendments
Any changes to this agreement must be made in writing and signed by both parties.
Signed in [City], [Date].
Sincerely,
[Signature of the Service Provider]
[Name of the Service Provider]
[Signature of the Client]
[Name of the Client]

Form

Please complete the form below to create the Financial Services Agreement Template. All fields must be filled out to ensure a clear and complete agreement. We provide examples to guide you through each step.

Financial Services Agreement Template

1. Service Provider Information


2. Client Information


3. Agreement Details


4. Scope of Services

5. Fees and Payment Terms

6. Confidentiality Agreement

7. Termination Provisions

8. Liability Limitations

9. Dispute Resolution

10. Signatures and Acceptance

11. Declaration and Signatures




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WORD

Printable

Financial Services Agreement Template

Printable | Editable Form




Financial Services Agreement Template